{"id":5104,"date":"2019-12-11T15:33:44","date_gmt":"2019-12-11T14:33:44","guid":{"rendered":"https:\/\/hieronymus.ch\/rechtsgebiete\/bankenrecht-finanzrecht\/interne-untersuchungen-und-enforcement-verfahren-der-finma\/"},"modified":"2022-02-11T16:25:09","modified_gmt":"2022-02-11T15:25:09","slug":"internal-investigations-and-finma-enforcement-procedures","status":"publish","type":"page","link":"https:\/\/hieronymus.ch\/en\/legal-expertise\/banking-finance-law\/internal-investigations-and-finma-enforcement-procedures\/","title":{"rendered":"Internal investigations and FINMA enforcement procedures"},"content":{"rendered":"<div id=\"pl-5104\"  class=\"panel-layout\" ><div id=\"pg-5104-0\"  class=\"panel-grid panel-no-style\" ><div id=\"pgc-5104-0-0\"  class=\"panel-grid-cell panel-grid-cell-empty\" ><\/div><div id=\"pgc-5104-0-1\"  class=\"panel-grid-cell panel-grid-cell-mobile-last\" ><div id=\"panel-5104-0-1-0\" class=\"widget_text so-panel widget widget_custom_html panel-first-child panel-last-child widgetopts-SO\" data-index=\"0\" ><div class=\"textwidget custom-html-widget\"><p class=\"xheadlinetwo\">Internal investigations and FINMA enforcement procedures <\/p><\/div><\/div><\/div><div id=\"pgc-5104-0-2\"  class=\"panel-grid-cell panel-grid-cell-empty\" ><\/div><\/div><div id=\"pg-5104-1\"  class=\"panel-grid panel-no-style\" ><div id=\"pgc-5104-1-0\"  class=\"panel-grid-cell\" ><div id=\"panel-5104-1-0-0\" class=\"so-panel widget widget_nav_menu panel-first-child panel-last-child\" data-index=\"1\" ><div class=\"menu-rechtsgebiete-banken-und-finanzrecht-englisch-container\"><ul id=\"menu-rechtsgebiete-banken-und-finanzrecht-englisch\" class=\"menu\"><li id=\"menu-item-5787\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5787\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/banking-finance-law\/\">Banking &#038; finance law<\/a><\/li>\n<li id=\"menu-item-5788\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5788\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/banking-finance-law\/bank-documents-and-forms\/\">Bank documents and forms<\/a><\/li>\n<li id=\"menu-item-5789\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5789\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/banking-finance-law\/public-tender-offers-public-exchange-offers\/\">Public tender offers, public exchange offers<\/a><\/li>\n<li id=\"menu-item-5790\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5790\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/banking-finance-law\/fund-prospectuses\/\">Fund prospectuses<\/a><\/li>\n<li id=\"menu-item-5791\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5791\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/banking-finance-law\/internal-investigations-and-finma-enforcement-procedures\/\">Internal investigations and FINMA enforcement procedures<\/a><\/li>\n<li id=\"menu-item-5792\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5792\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/banking-finance-law\/banking-and-finance-litigation\/\">Banking and finance litigation<\/a><\/li>\n<\/ul><\/div><\/div><\/div><div id=\"pgc-5104-1-1\"  class=\"panel-grid-cell\" ><div id=\"panel-5104-1-1-0\" class=\"widget_text so-panel widget widget_custom_html panel-first-child panel-last-child widgetopts-SO\" data-index=\"2\" ><div class=\"textwidget custom-html-widget\"><p>Numerous clients seek our translation services in connection with internal audits and investigations or with FINMA investigation and enforcement proceedings in cases of potential regulatory violations (relating to such matters as disclosure of shareholdings, money-laundering due diligence obligations, internal organisation and risk management requirements, or the requisite assurance of proper business conduct). <\/p><\/div><\/div><\/div><div id=\"pgc-5104-1-2\"  class=\"panel-grid-cell\" ><div id=\"panel-5104-1-2-0\" class=\"widget_text so-panel widget widget_custom_html panel-first-child panel-last-child widgetopts-SO\" data-index=\"3\" ><div class=\"textwidget custom-html-widget\"><p>Our teams are fully cognisant of the stakes involved in such translations and we have tailored our confidentiality procedures to meet the requirements specific to such cases.<\/p><\/div><\/div><\/div><\/div><div id=\"pg-5104-2\"  class=\"panel-grid panel-no-style\" ><div id=\"pgc-5104-2-0\"  class=\"panel-grid-cell\" ><div id=\"panel-5104-2-0-0\" class=\"so-panel widget widget_so-premium-mirror-widget panel-first-child widgetopts-SO\" data-index=\"4\" ><div\n\t\t\t\n\t\t\tclass=\"so-widget-so-premium-mirror-widget so-widget-so-premium-mirror-widget-default-d75171398898-5104\"\n\t\t\t\n\t\t><div id=\"pl-w6636d64099745\"  class=\"panel-layout\" ><div id=\"pg-w6636d64099745-0\"  class=\"panel-grid panel-no-style\" ><div id=\"pgc-w6636d64099745-0-0\"  class=\"panel-grid-cell\" ><div id=\"panel-w6636d64099745-0-0-0\" class=\"so-panel widget widget_lsow-button panel-first-child panel-last-child widgetopts-SO\" data-index=\"0\" ><div\n\t\t\t\n\t\t\tclass=\"so-widget-lsow-button so-widget-lsow-button-default-a66d475373cc-5104\"\n\t\t\t\n\t\t><div class=\"lsow-button-wrap\" style=\"clear: both; text-align:center;\"><a class= \"lsow-button  lsow-with-icon lsow-black lsow-medium lsow-rounded lsow-animate-on-scroll\" data-animation=\"pulse\" href=\"https:\/\/hieronymus.ch\/en\/contact\/\"><span class=\"sow-icon-fontawesome sow-fas\" data-sow-icon=\"&#xf095;\"\n\t\t \n\t\taria-hidden=\"true\"><\/span>Contact us<\/a><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div><div id=\"panel-5104-2-0-1\" class=\"so-panel widget widget_so-premium-mirror-widget panel-last-child widgetopts-SO\" data-index=\"5\" ><div\n\t\t\t\n\t\t\tclass=\"so-widget-so-premium-mirror-widget so-widget-so-premium-mirror-widget-default-d75171398898-5104\"\n\t\t\t\n\t\t><div id=\"pl-w6636d6409e254\"  class=\"panel-layout\" ><div id=\"pg-w6636d6409e254-0\"  class=\"panel-grid panel-no-style\" ><div id=\"pgc-w6636d6409e254-0-0\"  class=\"panel-grid-cell\" ><div id=\"panel-w6636d6409e254-0-0-0\" class=\"so-panel widget widget_siteorigin-panels-builder panel-first-child panel-last-child widgetopts-SO\" data-index=\"0\" ><div id=\"pl-w5e56490803d1e\"  class=\"panel-layout\" ><div id=\"pg-w5e56490803d1e-0\"  class=\"panel-grid panel-no-style\" ><div id=\"pgc-w5e56490803d1e-0-0\"  class=\"panel-grid-cell\" ><div id=\"panel-w5e56490803d1e-0-0-0\" class=\"widget_text so-panel widget widget_custom_html panel-first-child panel-last-child widgetopts-SO\" data-index=\"0\" ><div class=\"textwidget custom-html-widget\"><p class=\"xheadline\">Legal Expertise<\/p><\/div><\/div><\/div><\/div><div id=\"pg-w5e56490803d1e-1\"  class=\"panel-grid panel-no-style\" ><div id=\"pgc-w5e56490803d1e-1-0\"  class=\"panel-grid-cell\" ><div id=\"panel-w5e56490803d1e-1-0-0\" class=\"so-panel widget widget_nav_menu panel-first-child panel-last-child widgetopts-SO\" data-index=\"1\" ><div class=\"menu-rechtsgebiete-1-3-englisch-container\"><ul id=\"menu-rechtsgebiete-1-3-englisch\" class=\"menu\"><li id=\"menu-item-5634\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5634\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/litigation-and-arbitration\/\">Litigation and arbitration<\/a><\/li>\n<li id=\"menu-item-5635\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5635\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/contract-law\/\">Contract law<\/a><\/li>\n<li id=\"menu-item-5636\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5636\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/corporate-law-ma\/\">Corporate law, M&#038;A<\/a><\/li>\n<li id=\"menu-item-5637\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5637\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/banking-finance-law\/\">Banking &#038; finance law<\/a><\/li>\n<li id=\"menu-item-5638\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5638\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/tax-law-mutual-administrative-assistance-and-mutual-legal-assistance-in-tax-matters\/\">Tax law; mutual administrative assistance and mutual legal assistance in tax matters<\/a><\/li>\n<\/ul><\/div><\/div><\/div><div id=\"pgc-w5e56490803d1e-1-1\"  class=\"panel-grid-cell\" ><div id=\"panel-w5e56490803d1e-1-1-0\" class=\"so-panel widget widget_nav_menu panel-first-child panel-last-child widgetopts-SO\" data-index=\"2\" ><div class=\"menu-rechtsgebiete-2-3-englisch-container\"><ul id=\"menu-rechtsgebiete-2-3-englisch\" class=\"menu\"><li id=\"menu-item-5649\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5649\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/strafrecht\/\">Criminal law; international mutual legal assistance in criminal matters<\/a><\/li>\n<li id=\"menu-item-5650\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5650\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/leases-real-estate-and-construction\/\">Leases, real estate and construction<\/a><\/li>\n<li id=\"menu-item-5651\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5651\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/private-insurance-companies\/\">Private insurance companies<\/a><\/li>\n<li id=\"menu-item-5652\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5652\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/sports-law\/\">Sports law<\/a><\/li>\n<li id=\"menu-item-5653\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5653\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/trademarks-and-patents\/\">Trademarks and patents<\/a><\/li>\n<\/ul><\/div><\/div><\/div><div id=\"pgc-w5e56490803d1e-1-2\"  class=\"panel-grid-cell\" ><div id=\"panel-w5e56490803d1e-1-2-0\" class=\"so-panel widget widget_nav_menu panel-first-child panel-last-child widgetopts-SO\" data-index=\"3\" ><div class=\"menu-rechtsgebiete-3-3-englisch-container\"><ul id=\"menu-rechtsgebiete-3-3-englisch\" class=\"menu\"><li id=\"menu-item-5664\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5664\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/employment-law-social-security-and-occupational-pensions\/\">Employment law, social security and occupational pensions<\/a><\/li>\n<li id=\"menu-item-5665\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5665\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/family-law-inheritance-law-and-trusts\/\">Family law, inheritance law, and trusts<\/a><\/li>\n<li id=\"menu-item-5666\" class=\"menu-item menu-item-type-post_type menu-item-object-page menu-item-5666\"><a href=\"https:\/\/hieronymus.ch\/en\/legal-expertise\/translation-of-law-texts\/\">Translation of law texts<\/a><\/li>\n<\/ul><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div><\/div>","protected":false},"excerpt":{"rendered":"<p>Internal investigations and FINMA enforcement procedures Banking &#038; finance law Bank documents and forms Public tender offers, public exchange offers Fund prospectuses Internal investigations and FINMA enforcement procedures Banking and finance litigation Numerous clients seek our translation services in connection with internal audits and investigations or with FINMA investigation and enforcement proceedings in cases of [&hellip;]<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":4935,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/hieronymus.ch\/en\/wp-json\/wp\/v2\/pages\/5104"}],"collection":[{"href":"https:\/\/hieronymus.ch\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/hieronymus.ch\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/hieronymus.ch\/en\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/hieronymus.ch\/en\/wp-json\/wp\/v2\/comments?post=5104"}],"version-history":[{"count":2,"href":"https:\/\/hieronymus.ch\/en\/wp-json\/wp\/v2\/pages\/5104\/revisions"}],"predecessor-version":[{"id":11145,"href":"https:\/\/hieronymus.ch\/en\/wp-json\/wp\/v2\/pages\/5104\/revisions\/11145"}],"up":[{"embeddable":true,"href":"https:\/\/hieronymus.ch\/en\/wp-json\/wp\/v2\/pages\/4935"}],"wp:attachment":[{"href":"https:\/\/hieronymus.ch\/en\/wp-json\/wp\/v2\/media?parent=5104"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}